Appendix 3Y x 4
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Released
Announcement PDF
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity
PharmAust Limited
ABN
35 094 006 023
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director
Dr Roger Aston
Date of last notice
6 November 2023
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest
Direct
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
15 December 2023
No. of securities held prior to change
15,044,815 Ordinary Fully Paid Shares
Class
Listed Options 30/04/2026 – 15c
Number acquired
3,649,904
Number disposed
Nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
No. of securities held after change
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
$18,249.52
15,044,815 Ordinary Fully Paid Shares
3,649,904 Listed Options 30/04/2026 – 15c
Participation in Options Offer
+ See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
+ See chapter 19 for defined terms.
Page 2
01/01/2011
Appendix 3Y
Appendix 3Y
Change of Director’s Interest Notice
Part 3 – +Closed period
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?
No
+ See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity
PharmAust Limited
ABN
35 094 006 023
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director
Mr Robert Charles Bishop
Date of last notice
6 November 2023
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest
Indirect
Nature of indirect interest
(including registered holder)
The securities are held by Longbow Croft
Capital Pty Ltd and First Capital Markets
Pty Limited.
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
Mr Bishop is the sole shareholder and
director of Longbow Croft Capital Pty
Ltd and First Capital Markets Pty Limited.
15 December 2023
No. of securities held prior to change
9,511,060 Ordinary Fully Paid Shares
150,000 Unlisted Options 30/04/26 – 15c
Class
Listed Options 30/04/2026 – 15c
Number acquired
2,302,766
Number disposed
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
No. of securities held after change
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
$11,513.83
9,511,060 Ordinary Fully Paid Shares
150,000 Unlisted Options 30/04/26 – 15c
2,302,766 Listed Options 30/04/2026 – 15c
Participation in Options Offer
+ See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
Part 3 – +Closed period
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?
No
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity
PharmAust Limited
ABN
35 094 006 023
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director
Mr Sam Michael Wright
Date of last notice
6 November 2023
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest
Indirect
Nature of indirect interest
(including registered holder)
The securities are held by Straight Lines
Consultancy Pty Ltd as trustee for the
Straight Lines Trust. Mr Wright is a Director
of Straight Lines Consultancy Pty Ltd and
a Beneficiary of the Straight Lines Trust.
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
15 December 2023
No. of securities held prior to change
4,550,000 Ordinary Fully Paid Shares
250,000 Unlisted Options 30/04/26 – 15c
Class
Listed Options 30/04/2026 – 15c
Number acquired
875,000
Number disposed
Value/Consideration
Nil
Note: If consideration is non-cash, provide details and estimated valuation
$4,365.00
No. of securities held after change
4,550,000 Ordinary Fully Paid Shares
250,000 Unlisted Options 30/04/26 – 15c
875,000 Listed Options 30/04/2026 – 15c
Participation in Options Offer
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
+ See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
Part 3 – +Closed period
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?
No
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity
PharmAust Limited
ABN
35 094 006 023
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director
Mr Neville Bassett
Date of last notice
6 November 2023
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest
Indirect
Nature of indirect interest
(including registered holder)
Shares are held by Mandevilla Pty Ltd. Mr
Bassett is a director and shareholder of
Mandevilla Pty Ltd.
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
15 December 2023
No. of securities held prior to change
507,000 Ordinary Fully Paid Shares
250,000 Unlisted Options 30/04/26 – 15c
Class
Listed Options 30/04/2026 – 15c
Number acquired
1,750
Number disposed
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
No. of securities held after change
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
$8.75
507,000 Ordinary Fully Paid Shares
250,000 Unlisted Options 30/04/26 – 15c
1,750 Listed Options 30/04/2026 – 15c
Participation in Options Offer
+ See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
Part 3 – +Closed period
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?
No
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
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