Appendix 3Y x 3
Released
Released
Announcement PDF
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity
PharmAust Limited
ABN
35 094 006 023
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director
Mr Robert Charles Bishop
Date of last notice
18 December 2023
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest
Indirect
Nature of indirect interest
(including registered holder)
The securities are held by Longbow Croft
Capital Pty Ltd and First Capital Markets
Pty Limited.
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
No. of securities held prior to change
Class
Number acquired
Number disposed
Mr Bishop is the sole shareholder and
director of Longbow Croft Capital Pty
Ltd and First Capital Markets Pty Limited.
2 January 2024
9,511,060 Ordinary Fully Paid Shares
150,000 Unlisted Options 30/04/26 – 15c
2,302,766 Listed Options 30/04/2026 – 15c
Unlisted Options 30/04/26 – 15c
Listed Options 30/04/2026 – 15c
150,000
150,000
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
No. of securities held after change
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
+ See chapter 19 for defined terms.
01/01/2011
9,511,060 Ordinary Fully Paid Shares
2,452,766 Listed Options 30/04/2026 – 15c
As per Appendix 2A lodged on 2 January
2024 and under the Prospectus dated 21
November 2023, the Company sought
quotation of the existing 15 cent unlisted
Options as they have the same exercise
price and expiry date and general terms
Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
Part 3 – +Closed period
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?
No
+ See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity
PharmAust Limited
ABN
35 094 006 023
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director
Mr Sam Michael Wright
Date of last notice
18 December 2023
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest
Indirect
Nature of indirect interest
(including registered holder)
The securities are held by Straight Lines
Consultancy Pty Ltd as trustee for the
Straight Lines Trust. Mr Wright is a Director
of Straight Lines Consultancy Pty Ltd and
a Beneficiary of the Straight Lines Trust.
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
No. of securities held prior to change
Class
Number acquired
Number disposed
2 January 2024
4,550,000 Ordinary Fully Paid Shares
250,000 Unlisted Options 30/04/26 – 15c
875,000 Listed Options 30/04/2026 – 15c
Unlisted Options 30/04/26 – 15c
Listed Options 30/04/2026 – 15c
250,000
250,000
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
No. of securities held after change
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
4,550,000 Ordinary Fully Paid Shares
1,125,000 Listed Options 30/04/2026 – 15c
As per Appendix 2A lodged on 2 January
2024 and under the Prospectus dated 21
November 2023, the Company sought
quotation of the existing 15 cent unlisted
Options as they have the same exercise
price and expiry date and general terms
+ See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
Part 3 – +Closed period
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?
No
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity
PharmAust Limited
ABN
35 094 006 023
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director
Mr Neville John Bassett AM
Date of last notice
18 December 2023
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest
Indirect
Nature of indirect interest
(including registered holder)
Shares are held by Mandevilla Pty Ltd. Mr
Bassett is a director and shareholder of
Mandevilla Pty Ltd.
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
No. of securities held prior to change
Class
Number acquired
Number disposed
2 January 2024
507,000 Ordinary Fully Paid Shares
250,000 Unlisted Options 30/04/26 – 15c
1,750 Listed Options 30/04/2026 – 15c
Unlisted Options 30/04/26 – 15c
Listed Options 30/04/2026 – 15c
250,000
250,000
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
No. of securities held after change
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
507,000 Ordinary Fully Paid Shares
251,750 Listed Options 30/04/2026 – 15c
As per Appendix 2A lodged on 2 January
2024 and under the Prospectus dated 21
November 2023, the Company sought
quotation of the existing 15 cent unlisted
Options as they have the same exercise
price and expiry date and general terms
+ See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
Part 3 – +Closed period
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?
No
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
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