Notification regarding unquoted securities - NUZ
Released
Released
Announcement PDF
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 1 / 7
Announcement Summary
Entity name
NEURIZON THERAPEUTICS LIMITED
Date of this announcement
Wednesday October 01, 2025
The +securities the subject of this notification are:
Total number of +securities to be issued/transferred
ASX +security
code Security description
Total number of
+securities to be
issued/transferred Issue date
NUZAR OPTION EXPIRING 30-JUN-2032 EX $0.20 2,620,739 01/10/2025
NUZAG PERFORMANCE RIGHTS 701,983 01/10/2025
Refer to next page for full details of the announcement
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 2 / 7
Part 1 - Entity and announcement details
1.1 Name of entity
NEURIZON THERAPEUTICS LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
ABN
Registration number
35094006023
1.3 ASX issuer code
NUZ
1.4 The announcement is
1.5 Date of this announcement
1/10/2025
New announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
has an existing ASX security code ("existing class")
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to
ASX in an Appendix 3B
ASX +security code and description
NUZAG : PERFORMANCE RIGHTS
Date the +securities the subject of this notification were issued
1/10/2025
Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02849004-6A1224051&v=c2533a54e25
14fb77a8f93f84db686e1125273e9
Any other information the entity wishes to provide about the +securities the subject of this notification
701,983 Performance Rights issued to eligible employees under the Company's Equity Incentive Plan and corresponding
invitation letter. The Performance Rights are subject to various vesting conditions.
Issue details
Number of +securities
701,983
ASX +security code and description
NUZAR : OPTION EXPIRING 30-JUN-2032 EX $0.20
Date the +securities the subject of this notification were issued
1/10/2025
Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02849004-6A1224051&v=c2533a54e25
14fb77a8f93f84db686e1125273e9
Any other information the entity wishes to provide about the +securities the subject of this notification
No
Yes
No
Yes
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 5 / 7
Any other information the entity wishes to provide about the +securities the subject of this notification
2,620,739 Options issued to eligible employees under the Company's Equity Incentive Plan and corresponding invitation
letter. The Options are subject to various vesting conditions.
Issue details
Number of +securities
2,620,739
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 6 / 7
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of
the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
NUZ : ORDINARY FULLY PAID 534,555,765
NUZOA : OPTION EXPIRING 30-APR-2026 116,315,955
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
NUZAQ : OPTION EXPIRING 05-FEB-2028 EX $0.26 384,000
NUZAR : OPTION EXPIRING 30-JUN-2032 EX $0.20 18,135,011
NUZAO : OPTION EXPIRING 19-JAN-2026 EX $0.175 2,300,000
NUZAM : OPTION EXPIRING 28-FEB-2026 EX $0.10 832,500
NUZAP : OPTION EXPIRING 28-JUN-2026 EX $0.3325 5,000,000
NUZAG : PERFORMANCE RIGHTS 4,779,013
NUZAN : OPTION EXPIRING 31-DEC-2025 EX $0.15 3,000,000
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
5.1a Select the number of the applicable exception in Listing Rule 7.2
13
Yes
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