Notification regarding unquoted securities - PAA
Released
Released
Announcement PDF
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Announcement Summary
Entity name
PHARMAUST LIMITED
Date of this announcement
Friday February 23, 2024
The +securities the subject of this notification are:
Other
Total number of +securities to be issued/transferred
ASX +security
code
Security description
PAAAO
OPTION EXPIRING 19-JAN-2026 EX $0.175
Total number of
+securities to be
issued/transferred
Issue date
1,500,000
23/02/2024
Refer to next page for full details of the announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 1 - Entity and announcement details
1.1 Name of entity
PHARMAUST LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
Registration number
ABN
35094006023
1.3 ASX issuer code
PAA
1.4 The announcement is
New announcement
1.5 Date of this announcement
23/2/2024
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Other
Please specify
Advisor options as per the terms of a mandate agreement dated 15 January 2024
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
has an existing ASX security code ("existing class")
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to
ASX in an Appendix 3B
Additional +securities in an existing class
ASX +security code and description
PAAAO : OPTION EXPIRING 19-JAN-2026 EX $0.175
Date the +securities the subject of this notification were issued
23/2/2024
Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Yes
Any other information the entity wishes to provide about the +securities the subject of this notification
Please provide any further information needed to understand the circumstances in which you are notifying the
issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to
the market in an Appendix 3B
Advisor options as per the terms of a mandate agreement dated 15 January 2024
Issue details
Number of +securities
1,500,000
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Nil
Purpose of the issue
To pay for services rendered
Additional Details
Consideration for 12 mnths advisory focused on introductions to high quality institutional investors
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of
the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
PAA : ORDINARY FULLY PAID
386,486,545
PAAOA : OPTION EXPIRING 30-APR-2026
120,928,145
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
PAAAO : OPTION EXPIRING 19-JAN-2026 EX $0.175
2,750,000
PAAAM : OPTION EXPIRING 28-FEB-2026 EX $0.10
2,730,000
PAAAG : PERFORMANCE RIGHTS
2,875,000
PAAAN : OPTION EXPIRING 31-DEC-2025 EX $0.15
4,000,000
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under
listing rule 7.1?
No
5.2b Are any of the +securities being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
Yes
5.2b.1 How many +securities are being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
1,500,000
5.2c Are any of the +securities being issued without +security holder approval using the
entity's additional 10% placement capacity under listing rule 7.1A (if applicable)?
No
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