Notification regarding unquoted securities - NUZ
Released
Released
Announcement PDF
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Announcement Summary
Entity name
NEURIZON THERAPEUTICS LIMITED
Date of this announcement
Thursday June 26, 2025
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
ASX +security
code
Security description
NUZAR
OPTION EXPIRING 30-JUN-2032 EX $0.20
NUZAG
PERFORMANCE RIGHTS
Total number of
+securities to be
issued/transferred
Issue date
2,949,472
26/06/2025
790,030
26/06/2025
Refer to next page for full details of the announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 1 - Entity and announcement details
1.1 Name of entity
NEURIZON THERAPEUTICS LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
Registration number
ABN
35094006023
1.3 ASX issuer code
NUZ
1.4 The announcement is
New announcement
1.5 Date of this announcement
26/6/2025
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
has an existing ASX security code ("existing class")
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to
ASX in an Appendix 3B
ASX +security code and description
NUZAG : PERFORMANCE RIGHTS
Date the +securities the subject of this notification were issued
26/6/2025
Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or +associates being issued +securities.
Name of KMP
Name of registered holder
Number of +securities
Dan O'Connell
Mr Daniel O'Connell
495,020
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02849004-6A1224051&v=04711220c3a
57065317ba4efca4a3459a4e46882
Any other information the entity wishes to provide about the +securities the subject of this notification
790,030 Performance Rights issued to eligible employees under the Company's Equity Incentive Plan and corresponding
invitation letter. The Performance Rights are subject to various vesting conditions.
Issue details
Number of +securities
790,030
ASX +security code and description
NUZAR : OPTION EXPIRING 30-JUN-2032 EX $0.20
Date the +securities the subject of this notification were issued
26/6/2025
Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Yes
Provide details of the KMP or +associates being issued +securities.
Name of KMP
Name of registered holder
Number of +securities
Dan O'Connell
Mr Daniel O'Connell
1,848,088
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02849004-6A1224051&v=04711220c3a
57065317ba4efca4a3459a4e46882
Any other information the entity wishes to provide about the +securities the subject of this notification
2,949,472 Options issued to eligible employees under the Company's Equity Incentive Plan and corresponding invitation
letter. The Options are subject to various vesting conditions.
Issue details
Number of +securities
2,949,472
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of
the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
NUZ : ORDINARY FULLY PAID
492,305,766
NUZOA : OPTION EXPIRING 30-APR-2026
116,315,955
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
NUZAQ : OPTION EXPIRING 05-FEB-2028 EX $0.26
384,000
NUZAR : OPTION EXPIRING 30-JUN-2032 EX $0.20
15,514,272
NUZAO : OPTION EXPIRING 19-JAN-2026 EX $0.175
2,300,000
NUZAM : OPTION EXPIRING 28-FEB-2026 EX $0.10
832,500
NUZAP : OPTION EXPIRING 28-JUN-2026 EX $0.3325
5,000,000
NUZAG : PERFORMANCE RIGHTS
4,077,030
NUZAN : OPTION EXPIRING 31-DEC-2025 EX $0.15
3,000,000
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
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